简体中文 | 繁體中文 | English

ROTH 01

Large China Track Featured at ROTH Capital Partners 22nd Annual OC Growth Stock Conference March 15-17, 2010

2010-03-03 16:27
  • zh_cn
  • zh_hant
  • en

Over 90 of the 365 Presenting Companies are China Based

NEWPORT BEACH, Calif. -- (BUSINESS WIRE) --

ROTH Capital Partners (ROTH), www.roth.com , a full service investment bank recognized for providing financing and advisory services to emerging growth companies worldwide, today announced that the upcoming 22nd Annual OC Growth Stock Conference will feature a China Track with management from approximately 90 Chinese companies participating. The invitation-only conference will be held March 15-17, 2010 at The Ritz Carlton, located at 1 Ritz Carlton Drive, Dana Point, California.

This year's China Program will kick off Monday, March 15th at 7:00 am, with a China Investor breakfast panel sponsored by Deloitte, DLA Piper and Loeb & Loeb featuring professionals (legal counsel, auditor, investors) with extensive experience investing in China.

The breakfast panel topics include:

  • Investing successes and failures - lessons learned and case studies.
  • Conducting effective due diligence (management interviews, channel checks).
  • Auditor perspectives- audit process, assessment of company accounting capabilities.
  • Legal considerations - corporate structure, method of going public, foreign filers.
  • Common terms and conditions, escrow agreements, capital structure.

The conference's China Program will also include ROTH's third annual China Chairman's Forum presented on Tuesday, March 16th at 7:00 - 8:30 am, which is focused on providing Chinese executive management teams insights on the US capital markets and strategies for operating as a successful public company.

Topics will include discussions around:

  • Market Conditions
  • Financing & Public Offering Trends
  • Building a Strong Public Company

This forum is sponsored by Friedman LLP, Loeb & Loeb and Pillsbury Winthrop Shaw Pittman LLP and will feature perspectives from legal counsel, auditor and investor relations professionals as well as ROTH's research analysts and investment banking professionals.

This program is another chapter in ROTH's ever-growing commitment to China, according to Mark Tobin, ROTH Director of Research. "Over the past five years we have taken investors to more than 100 company facilities in mainland China and hosted over 400 China companies at our US and China conferences," said Mr. Tobin. ROTH continues to expand its China team, both in the US as well as in Shanghai.

ROTH was one of the first US Investment banks to focus on financing US-listed Chinese companies and maintains a Shanghai Representative Office. ROTH has helped raise a total of $2.6 billion USD for US-listed Chinese companies, with approximately $700 million USD raised in 2009 alone. The ROTH China research team consists of six dedicated senior analysts that currently cover 58 US-listed Chinese companies. ROTH's China research universe gained 132.2% in 2009, compared with 23.5% for the S&P 500, 43.9% for Nasdaq, 79.5% for the Shanghai Composite and 51.9% for the Hang Sheng Index.*

The three-day, institutional investor conference will be the largest ROTH conference ever and will feature management presentations from over 365 small cap public companies. The broad spectrum of presenting companies will represent the following sectors: Healthcare (Biotech, Medical Devices and Pharmaceuticals), Media & Internet, Enterprise Software, Gaming, Semiconductors, Global Energy and Industrials and Retail & Consumer.

This event is designed to provide investors with a unique chance to gain insight into small- and mid-cap growth companies and is expected to attract 2,500 attendees, including over 1,500 institutional investors. The conference is formatted to maximize investor/company interaction through a combination of company presentations, Q&A sessions, expert panels and management one-on-one meetings.

The presenting companies were carefully selected by ROTH's research team and represent a median market cap of approximately $300 million. More than 185 of the presenting companies are covered by ROTH's team of 21 publishing analysts.

A partial list of supporting conference sponsors at time of this announcement includes:

PLATINUM: AFH Holding & Advisory; Deloitte; DLA Piper; Friedman LLP; Loeb & Loeb LLP; Lowenstein Sandler; Pillsbury Winthrop Shaw Pittman LLP, Thomson Reuters an William O'Neill + Co.

GOLD: Bloomberg; Bullivant, Houser, Bailey PC; Capital IQ; Dorsey & Whitney LLP ; K&L Gates; Rothstein Kass; The Piacente Group, Inc.; and Winston & Strawn LLP.

SILVER: Anslow & Jaclin; Avant Air, Inc.; Belmont Partners, LLC; Bernstein & Pinchuck LLP; Business Wire; CCG Investor Relations ; Goodwin Procter; Halter Financial Summit: Junior Achievement; KPMG, LLP; Lambert, Edwards & Associates; Mayer Hoffman McCann P.C.; Moss Adams, LLP; Nasdaq OMX; NYSE Euronext; PrivateRaise - A Dealflow Media Service; Samuel H. Wong & Co. LLP; SingerLewak; Sichenzia Ross Friedman Ference LLP; Stradling, Yocca, Carlson & Rauth; Stroock; Toronto Stock Exchange; Vintage Filings; and Weinberg & Company, P.A.

BDO and Grant Thornton are Participant Sponsors.

For more information about this invitation-only event, please visit the conference website at: www.roth.com or contact your ROTH representative at 800-933-6830.

Media inquiries and press credentials only: pressbox4event@aol.com

*Past Performance is not indicative of future returns. This is not an offer or solicitation of the securities herein.

About Roth Capital Partners, LLC:

ROTH Capital Partners is a full service investment banking firm dedicated to the small-cap public market. Since its inception in 1984, ROTH has been an innovator in this space. ROTH has participated in underwriting IPOs for small-cap companies, has helped develop the PIPE financing structure, and more recently in underwriting offerings from shelf registration statements. ROTH was one of the first U.S. investment banks to focus on financing small-cap Chinese companies, and established a Shanghai Representative Office in 2007.

ROTH's experience and capabilities in raising capital for public companies are the hallmarks of the firm. It has raised over $12.6 billion for public companies and completed approximately 160 merger, acquisition and advisory assignments. During 2009, ROTH assisted public companies in raising over $1.8 billion.

Visit the Roth Capital Partners website at www.roth.com. Member FINRA/SIPC.

 

List of Confirmed Presenting Companies for ROTH 22nd Annual OC Growth Stock Conference, March 15-17, 2010. ** (Please visit the ROTH website for updates and agenda)

 

3SBio Inc. (SSRX): Healthcare: China Track

7 Days Group Holdings Limited (SVN): Leisure: China Track

A.T. Cross Co. (ATX): Retail & Consumer Products

Achillion Pharmaceuticals (ACHN): Biotechnology & Healthcare

Acorn International, Inc. (ATV): Advertising, Media & Internet: China Track

Actuate Corporation (ACTU): Enterprise Software

Adamis Pharmaceuticals Corp. (ADMP): Biotechnology & Healthcare

Administaff Inc. (ASF): Business Services

Akeena Solar, Inc. (AKNS): Cleantech

Align Technology Inc. (ALGN): Medical Devices

Alloy Inc. (ALOY): Advertising, Media & Internet

Alnylam Pharmaceuticals, Inc. (ALNY): Biotechnology & Healthcare

Alphatec Holdings, Inc. (ATEC): Medical Devices

American Dairy Inc. (ADY): Retail & Consumer Products: China Track

Amerigon Inc. (ARGN): Industrials

Ameristar Casinos Inc. (ASCA): Gaming

Anadys Pharmaceuticals (ANDS): Biotechnology & Healthcare

Antares Pharma Inc. (AIS): Biotechnology & Healthcare

API Technologies Corp. (ATNY): Semiconductor

Arabian American Development Company (ARSD): Industrials

Ardea Biosciences, Inc. (RDEA): Biotechnology & Healthcare

Ariba Inc. (ARBA): Enterprise Software

Art Technology Group Inc. (ARTG): Enterprise Software

Asia Entertainment & Resources Ltd. (AERCF): Leisure: China Track

Atheros Communications Inc. (ATHR): Semiconductor

AtriCure, Inc. (ATRC): Medical Devices

AutoChina International Ltd. (AUTC): Automotive: China Track

Avantair, Inc. (AAIR): Business Services

Bally Technologies, Inc. (BYI): Gaming

Balqon Corporation (BLQN): Cleantech

Barrett Business Services Inc. (BBSI): Business Services

BioDelivery Sciences International (BDSI): Pharmaceuticals

BioSante Pharmaceuticals, Inc. (BPAX): Pharmaceuticals

BioSphere Medical Inc. (BSMD): Medical Devices

BluePhoenix Solutions Ltd. (BPHX): Enterprise Software

Broadcom Corp. (BRCM): Semiconductor

Cambium Learning Group (ABCD): Business Services

Camtek Ltd. (CAMT): Semiconductor

Cash America International, Inc. (CSH): Financials

Cash Store Financial (TSX:CSF): Financials

Casual Male Retail Group, Inc. (CMRG): Retail & Consumer Products

Cavium Networks, Inc. (CAVM): Semiconductor

CDC Corporation (CHINA): Leisure: China Track

Cell Therapeutics, Inc. (CTIC): Biotechnology & Healthcare

Celldex Therapeutics Inc (CLDX): Biotechnology & Healthcare

Century Casinos, Inc. (CNTY): Gaming

Chelsea Therapeutics International Ltd. (CHTP): Biotechnology & Healthcare

China Advanced Construction Materials Group, Inc. (CADC): Industrials: China Track

China Aoxing Pharmaceutical Co., Inc. (CAXG): Healthcare: China Track

China Automation Group Ltd. (569.HK): Global Energy & Industrials: China Track

China Automotive Systems, Inc. (CAAS): Industrials: China Track

China Cablecom Holdings, Ltd. (CABL): Advertising, Media & Internet: China Track

China Ceramics Co., Ltd. (CCLTF): Industrials: China Track

China Clean Energy (CCGY): Global Energy & Industrials: China Track

China Cord Blood Corporation (CO): Healthcare: China Track

China Distance Education Holdings Limited (DL): Education: China Track

China Education Alliance, Inc. (CEU): Education: China Track

China Electric Motor, Inc. (CELM): Automotive: China Track

China Finance Online Co. Ltd. (JRJC): Financials: China Track

China Gengsheng Mineral (CHGS): Industrials: China Track

China Gerui Advanced Materials Group Ltd. (CHOP): Industrials: China Track

China Green Agriculture, Inc. (CGA): Agricultural Products: China Track

China Housing and Land Development, Inc. (CHLN): Real Estate: China Track

China Infrastructure Construction Corporation (CHNC): Global Energy & Industrials: China Track

China Integrated Energy, Inc. (CBEH): Global Energy & Industrials: China Track

China Interactive Education, Inc. (CIVN): Education: China Track

China MediaExpress Holdings, Inc. (CCME): Advertising, Media & Internet: China Track

China Natural Gas, Inc. (CHNG): Global Energy & Industrials: China Track

China Nepstar Chain Drugstore Ltd. (NPD): Healthcare: China Track

China Nutrifruit Group Ltd. (CNGL): Retail & Consumer Products: China Track

China Pharma Holdings, Inc. (CPHI): Healthcare: China Track

China Precision Steel, Inc. (CPSL): Industrials: China Track

China Recycling Energy Corporation (CREG): Global Energy & Industrials: China Track

China Ritar Power Corp. (CRTP): Global Energy & Industrials: China Track

China RuiTai International Holding, Co. (CRUI): Industrials: China Track

China TransInfo Technology Corp. (CTFO): Technology: China Track

China Valves Technology, Inc. (CVVT): Global Energy & Industrials: China Track

China Wind Systems, Inc. (CWS): Global Energy & Industrials: China Track

China XD Plastics Company Ltd. (CXDC): Industrials: China Track

China Yida Holding, Co. (CNYD): Advertising, Media & Internet: China Track

China-Biotics, Inc. (CHBT): Healthcare: China Track

ChinaCast Education Corporation (CAST): Education: China Track

ChinaEdu Corporation (CEDU): Education: China Track

ChinaNet Online Holdings, Inc. (CHNT): Leisure: China Track

Chisen Electric Corp. (CIEC): Industrials: China Track

CIBER, Inc. (CBR): Business Services

City Telecom (H.K.) Limited (CTEL): Advertising, Media & Internet: China Track

Clarient, Inc. (CLRT): Medical Devices

Cleveland BioLabs, Inc. (CBLI): Biotechnology & Healthcare

ClickSoftware Technologies Ltd. (CKSW): Enterprise Software

Clinical Data, Inc. (CLDA): Biotechnology & Healthcare

Coastal Contacts Inc. (COA): Advertising, Media & Internet

Commtouch Software Ltd. (CTCH): Enterprise Software

Comverge, Inc. (COMV): Cleantech

Conceptus, Inc. (CPTS): Medical Devices

Conexant Systems Inc. (CNXT): Semiconductor

CPEX Pharmaceuticals, Inc. (CPEX): Pharmaceuticals

CPI Aerostructures Inc. (CVU): Industrials

CryptoLogic Limited (CRYP): Gaming

Curis Inc. (CRIS): Biotechnology & Healthcare

CyberDefender Corporation (CYDE): Business Services

Cyclacel Pharma Inc. (CYCC): Biotechnology & Healthcare

Cypress Bioscience, Inc. (CYPB): Pharmaceuticals

Cytori Therapeutics, Inc. (CYTX): Medical Devices

CytRx Corporation (CYTR): Biotechnology & Healthcare

Delcath Systems Inc. (DCTH): Medical Devices

Delta Apparel Inc. (DLA): Retail & Consumer Products

Dendreon Corp. (DNDN): Biotechnology & Healthcare

DepoMed Inc. (DEPO): Pharmaceuticals

DexCom, Inc. (DXCM): Medical Devices

DG FastChannel, Inc. (DGIT): Advertising, Media & Internet

Diamond Management & Technology Consultants, Inc. (DTPI): Industrials

Dice Holdings, Inc. (DHX): Advertising, Media & Internet

DivX, Inc. (DIVX): Advertising, Media & Internet

DJSP Enterprises (DJSP): Business Services

Dollar Financial Corp. (DLLR): Financials

Dover Saddlery, Inc. (DOVR): Retail & Consumer Products

Drugstore.com Inc. (DSCM): Advertising, Media & Internet

Duoyuan Printing, Inc. (DYP): Global Energy & Industrials: China Track

DUSA Pharmaceuticals, Inc. (DUSA): Pharmaceuticals

EasyLink Services International Corporation (ESIC): Business Services

ECOtality, Inc. (ETLE): Cleantech

Electronic Game Card Inc. (EGMI): Gaming

Elixir Gaming Technologies (EGT): Gaming

Endologix Inc. (ELGX): Medical Devices

Enviro Energy International Holdings Limited (SEHK:8182): Global Energy & Industrials: China Track

Exact Sciences Corporation (EXAS): Medical Devices

ExpressJet Holdings Inc. (XJT): Business Services

EZchip Semiconductor Ltd. (EZCH): Semiconductor

EZCORP Inc. (EZPW): Financials

First Cash Financial Services Inc. (FCFS): Financials

Flamel Technologies Inc. (FLML): Pharmaceuticals

Flow International Corp. (FLOW): Industrials

Fuel-Tech, Inc. (FTEK): Industrials

Funtalk China Holdings Limited (FTLK): Retail & Consumer Products: China Track

Fuqi International, Inc. (FUQI): Retail & Consumer Products: China Track

Fushi Copperweld, Inc. (FSIN): Industrials: China Track

Galaxy Entertainment Group (0027.HK): Leisure: China Track

GameTech International Inc. (GMTC): Gaming

Gardner Denver Inc. (GDI): Industrials

GC China Turbine Corp.(GCHT): Global Energy & Industrials: China Track

Genoptix, Inc. (GXDX): Medical Devices

GenVec Inc. (GNVC): Biotechnology & Healthcare

Global Cash Access Holdings, Inc. (GCA): Gaming

Global Sources Ltd. (GSOL): Advertising, Media & Internet: China Track

Glowpoint, Inc. (GLOW): Business Services

Glu Mobile, Inc. (GLUU): Leisure: China Track

Golden Meditech (0801.HK): Healthcare: China Track

GP Strategies Corp. (GPX): Business Services

Graham Corp. (GHM): Industrials

Green Mountain Coffee Roasters Inc. (GMCR): Consumer Non-Durable

GSE Systems, Inc. (GVP): Global Energy & Industrials

GTC Biotherapeutics, Inc. (GTCB): Biotechnology & Healthcare

Halozyme Therapeutics, Inc. (HALO): Biotechnology & Healthcare

Harbin Electric, Inc. (HRBN): Industrials: China Track

Health Grades Inc. (HGRD): Business Services

Heartware International Inc. (HTWR): Medical Devices

HearUSA Inc. (EAR): Medical Devices

Heckmann Corporation (HEK): Global Energy & Industrials

Hi Tech Pharmacal Co. Inc. (HITK): Pharmaceuticals

Hollysys Automation Technologies Ltd. (HOLI): Global Energy & Industrials: China Track

Home Inns & Hotels Management Inc. (HMIN): Leisure: China Track

HQ Sustainable Maritime Industries Inc. (HQS): Consumer Non-Durable: China Track

Hudson Technologies Inc. (HDSN): Industrials

Hypercom Corp. (HYC): Business Services

Hythiam Inc. (HYTM): Business Services

ICU Medical, Inc. (ICUI): Medical Devices

iGATE Corporation (IGTE): Business Services

Ikanos Communications, Inc. (IKAN): Semiconductor

IMAX Corporation (IMAX): Advertising, Media & Internet

inContact, Inc. (SAAS): Enterprise Software

Informatica Corp. (INFA): Enterprise Software

InfuSystem Holdings, Inc. (INHI): Medical Devices

Inhibitex (INHX): Biotechnology & Healthcare

Inovio Biomedical Corporation (INO): Biotechnology & Healthcare

Intellicheck Mobilisa, Inc. (IDN): Business Services

International Game Technology (IGT): Gaming

Internet Capital Group Inc. (ICGE): Advertising, Media & Internet

Inuvo, Inc. (INUV): Advertising, Media & Internet

Jinpan International Ltd. (JST): Global Energy & Industrials: China Track

Joe's Jeans Inc. (JOEZ): Retail & Consumer Products

Kadant Inc. (KAI): Industrials

Keryx Biopharmaceuticals Inc. (KERX): Biotechnology & Healthcare

Kid Brands, Inc. (KID): Retail & Consumer Products

KIT Digital, Inc. (KITD): Advertising, Media & Internet

KMG Chemicals, Inc.(KMGB): Industrials

Konami Corp. (TYO:9766): Gaming

Landec Corp. (LNDC): Consumer Non-Durable

Lannett Co. Inc. (LCI): Pharmaceuticals

LeMaitre Vascular, Inc. (LMAT): Medical Devices

Lifevantage Corporation (LFVN): Biotechnology & Healthcare

Lightwave Logic , Inc. (LWLG): Semiconductor

Lihua International Inc. (LIWA): Industrials: China Track

Lime Energy Co. (LIME): Cleantech

Lionsgate Entertainment Corp. (LGF): Advertising, Media & Internet

LJ International Inc. (JADE): Retail & Consumer Products: China Track

Local.com Corp. (LOCM): Advertising, Media & Internet

LodgeNet Interactive Corporation (LNET): Advertising, Media & Internet

LSB Industries Inc. (LXU): Cleantech

Mac-Gray Corporation (TUC): Business Services

Magic Software Enterprises Ltd. (MGIC): Enterprise Software

Manitex International, Inc. (MNTX): Industrials

Martha Stewart Living Omnimedia Inc. (MSO): Advertising, Media & Internet

Marvell Technology Group Ltd. (MRVL): Semiconductor

Masimo Corporation (MASI): Medical Devices

Matrixx Initiatives Inc. (MTXX): Pharmaceuticals

Maxwell Technologies, Inc. (MXWL): Cleantech

MDRNA, Inc. (MRNA): Biotechnology & Healthcare

Medicis Pharmaceutical Corp.(MRX): Pharmaceuticals

Medivation, Inc. (MDVN): Biotechnology & Healthcare

Mellanox Technologies (MLNX): Semiconductor

Meredith Corp. (MDP): Advertising, Media & Internet

Merit Medical Systems, Inc. (MMSI): Medical Devices

Met-Pro Corp. (MPR): Industrials

Middleby Corp. (MIDD): Consumer Non-Durable

Milestone Scientific Inc. (MLSS): Medical Devices

Mindspeed Technologies Inc. (MSPD): Semiconductor

Money4Gold Holdings, Inc. (MFGD): Advertising, Media & Internet

Monolithic Power Systems Inc. (MPWR): Semiconductor

Motorcar Parts of America Inc. (MPAA): Industrials

Multimedia Games Inc. (MGAM): Gaming

Nalco Holding Co. (NLC): Industrials

Napco Security Technologies, Inc. (NSSC): Business Services

Natural Gas Services Group, Inc (NGS): Industrials

Natus Medical Inc. (BABY): Medical Devices

Neogen Corp. (NEOG): Consumer Non-Durable

Neoprobe Corp. (NEOP): Medical Devices

Neostem, Inc. (NBS): Healthcare: China Track

NetDragon Websoft (0777.HK): Gaming: China Track

Netezza Corporation (NZ): Enterprise Software

Netlist Inc. (NLST): Semiconductor

NetLogic Microsystems Inc. (NETL): Semiconductor

Neurocrine Biosciences, Inc. (NBIX): Biotechnology & Healthcare

NeurogesX, Inc. (NGSX): Biotechnology & Healthcare

Neurologix Inc. (NRGX): Biotechnology & Healthcare

NexMed Inc. (NEXM): Pharmaceuticals

Noah Education Holdings, Ltd. (NED): Education: China Track

Nova Measuring Instruments Ltd. (NVMI): Semiconductor

Novavax, Inc. (NVAX): Biotechnology & Healthcare

NuVasive, Inc.(NUVA): Medical Devices

NVIDIA Corporation (NVDA): Semiconductor

Obagi Medical Products, Inc. (OMPI): Pharmaceuticals

Oculus Innovative Sciences, Inc. (OCLS): Pharmaceuticals

OMNI Energy Services Corp. (OMNI): Industrials

Oncothyreon Inc (ONTY): Biotechnology & Healthcare

Onvia Inc. (ONVI): Business Services

Orckit Communications Ltd. (ORCT): Semiconductor

Orient Paper Inc. (ONP): Global Energy & Industrials: China Track

Orion Energy Systems, Inc. (OESX): Cleantech

Orthovita Inc. (VITA): Medical Devices

OSI Systems, Inc. (OSIS): Industrials

Overland Storage Inc. (OVRL): Semiconductor

Oxigene Inc. (OXGN): Biotechnology & Healthcare

Pacific Biomarkers (PBME): Biotechnology & Healthcare

Parkervision Inc. (PRKR): Business Services

PDI Inc. (PDII): Pharmaceuticals

Pegasystems Inc. (PEGA): Enterprise Software

Peregrine Pharmaceuticals Inc. (PPHM): Biotechnology & Healthcare

Perry Ellis International Inc. (PERY): Retail & Consumer Products

Pharmacyclics Inc. (PCYC): Biotechnology & Healthcare

PharmAthene, Inc. (PIP): Biotechnology & Healthcare

Pharming Group N.V. (PHGUF): Biotechnology & Healthcare

Planar Systems Inc. (PLNR): Business Services

Playboy Enterprises Inc. (PLA): Advertising, Media & Internet

Pluristem Therapeutics, Inc. (PSTI): Biotechnology & Healthcare

PMC-Sierra Inc. (PMCS): Semiconductor

PMFG, Inc. (PMFG): Industrials

PolyMedix, Inc. (PYMX): Biotechnology & Healthcare

Powell Industries, Inc. (POWL): Industrials

Power Integrations Inc. (POWI): Semiconductor

PowerSecure International, Inc. (POWR): Industrials

Premier Power Renewable Energy, Inc. (PPRW): Cleantech

PRGX Global, Inc. (PRGX ): Business Services

Procera Networks, Inc. (PKT): Semiconductor

Qin Jia Yuan Media (2366.HK): Advertising, Media & Internet: China Track

QKL Stores Inc. (QKLS): Retail & Consumer Products: China Track

QLT Inc. (QLTI): Pharmaceuticals

QUALCOMM Inc. (QCOM): Semiconductor

Quantum Fuel Systems Technologies Worldwide Inc. (QTWW): Cleantech

Raptor Pharmaceuticals Corp.(RPTP): Biotechnology & Healthcare

Regenerx Biopharmaceuticals Inc. (RGN): Biotechnology & Healthcare

Rentrak Corporation (RENT): Advertising, Media & Internet

RG Barry Corp. (DFZ): Retail & Consumer Products

RightNow Technologies Inc. (RNOW): Enterprise Software

RTI Biologics, Inc. (RTIX): Medical Devices

RXi Pharmaceuticals Corporation (RXII): Biotechnology & Healthcare

Saba Software, Inc. (SABA): Enterprise Software

Salesforce.com (CRM): Enterprise Software

Salix Pharmaceuticals Ltd. (SLXP): Pharmaceuticals

Santarus Inc. (SNTS): Pharmaceuticals

SciClone Pharmaceuticals, Inc. (SCLN): Healthcare: China Track

SearchMedia Holdings Ltd (IDI): Advertising, Media & Internet: China Track

Senomyx Inc. (SNMX): Biotechnology & Healthcare

Sequenom Inc. (SQNM): Biotechnology & Healthcare

Shengkai Innovations, Inc. (SHE): Global Energy & Industrials: China Track

Shuffle Master Inc. (SHFL): Gaming

Silicon Laboratories, inc. (SLAB): Semiconductor

SinoHub, Inc. (SIHI): Technology: China Track

SkyPeople Fruit Juice, Inc. (SPU): Retail & Consumer Products: China Track

Skystar Bio Pharmaceutical Company (SKBI): Healthcare: China Track

Smart Balance, Inc. (SMBL): Consumer Non-Durable

SOKO Fitness & Spa Group Inc. (SOKF): Leisure: China Track

Solar Power, Inc. (SOPW): Cleantech: China Track

Sonic Solutions (SNIC): Advertising, Media & Internet

SORL Auto Parts, Inc. (SORL): Automotive: China Track

Spartan Motors Inc. (SPAR): Industrials

Spectrum Pharmaceuticals, Inc. (SPPI): Biotechnology & Healthcare

SuccessFactors, Inc. (SFSF): Enterprise Software

Summer Infant (SUMR): Retail & Consumer Products

Sunway Global Inc. (SUWG): Healthcare: China Track

SuperGen Inc. (SUPG): Biotechnology & Healthcare

Sutor Technology Group, Ltd. (SUTR): Industrials: China Track

Sybase, Inc. (SY): Enterprise Software

Synovis Life Technologies Inc. (SYNO): Medical Devices

Synta Pharmaceuticals Corp. (SNTA): Biotechnology & Healthcare

Synthesis Energy Systems, Inc. (SYMX): Global Energy & Industrials: China Track

Synutra International (SYUT): Retail & Consumer Products: China Track

Techprecision Corporation (TPCS): Cleantech

Techwell, Inc. (TWLL): Semiconductor

Telestone Technologies Corp. (TSTC): Technology: China Track

The Inventure Group Inc. (SNAK): Consumer Non-Durable

The Knot, Inc. (KNOT): Advertising, Media & Internet

The Ultimate Software Group Inc. (ULTI): Enterprise Software

THQ Inc. (THQI): Advertising, Media & Internet

Tianyin Pharmaceutical Co., Inc. (TPI): Healthcare: China Track

Tongxin International, Ltd. (TXIC): Automotive: China Track

Tower Semiconductor Ltd. (TSEM): Semiconductor

TransAct Technologies Incorporated (TACT): Gaming

TranSwitch Corp. (TXCC): Semiconductor

Tree.com, Inc. (TREE): Advertising, Media & Internet

Tri-Tech Holding, Inc. (TRIT): Global Energy & Industrials: China Track

TriMas Corporation (TRS): Industrials

Tyler Technologies, Inc. (TYL): Enterprise Software

U.S. Auto Parts Network, Inc. (PRTS): Advertising, Media & Internet

Unica Corp. (UNCA): Enterprise Software

Unify Corporation (UNFY): Enterprise Software

Uranium Resources, Inc. (URRE): Cleantech

UTStarcom, Inc. (UTSI): Technology: China Track

Vermillion, Inc. (VRML): Medical Devices

Vertex Pharmaceuticals (VRTX): Biotechnology & Healthcare

Vical Incorporated (VICL): Biotechnology & Healthcare

Virage Logic Corporation (VIRL): Semiconductor

Vitacost.com, Inc. (VITC): Retail & Consumer Products

VIVUS Inc. (VVUS): Biotechnology & Healthcare

Volcano Corporation (VOLC): Medical Devices

Volterra Semiconductor Corporation (VLTR): Semiconductor

WaterFurnace Renewable Energy, Inc. (TSX:WFI): Cleantech

Wave Systems Corp. (WAVX): Enterprise Software

Web.com Group, Inc. (WWWW): Business Services

Wells-Gardner Electronics Corp. (WGA): Gaming

Westwood One Inc. (WWON): Advertising, Media & Internet

Wet Seal Inc. (WTSL.A): Retail & Consumer Products

Winner Medical Group Inc. (WWIN): Healthcare: China Track

WMS Industries Inc. (WMS): Gaming

Wonder Auto Tech Inc., (WATG): Automotive: China Track

World Wrestling Entertainment Inc. (WWE): Advertising, Media & Internet

XETA Technologies Inc. (XETA): Business Services

Xinyuan Real Estate Company Ltd. (XIN): Real Estate: China Track

YM Biosciences Inc. (YMI): Biotechnology & Healthcare

Yongye International, Inc. (YONG): Agricultural Products: China Track

Yucheng Technology Group, Ltd. (YTEC): Technology: China Track

Yuhe International, Inc. (YUII): Retail & Consumer Products: China Track

ZAGG Inc. (ZAGG): Retail & Consumer Products

ZAP (ZAAP): Global Energy & Industrials: China Track

Zhongpin, Inc. (HOGS): Retail & Consumer Products: China Track

ZIOPHARM Oncology, Inc. (ZIOP): Biotechnology & Healthcare

Zoran Corporation (ZRAN): Semiconductor

ZST Digital Networks, Inc. (ZSTN): Technology: China Track

** Subject to change. This is not an offer or solicitation of the securities herein.

 

Key Words:

Small-Cap Stocks

Micro-Cap Stocks

PIPEs

Media

Energy

Software

Industrials

Retail

Technology

Healthcare

Financial Services

Consumer Goods

China

Institutional Investor

Medical Devices

Spec Pharma

Pharmaceuticals

Generics

Drug Delivery

Biotechnology

Registered Direct

 

 

CONTACT:

Roth Capital Partners
Mark Tobin, Director of Research
949-720-5775
mtobin@roth.com
or
Isabel Mattson-Pain, Director of Marketing
949-720-7117
Imattson-pain@roth.com
or
Media and Press Credentials Only: pressbox4event@aol.com